What are the 13F reporting requirements for cryptocurrency exchanges?

3 answers

• Farouk OguntolaApr 08, 2022 · 3 years ago
  Cryptocurrency exchanges are required to file Form 13F with the Securities and Exchange Commission (SEC) if they meet certain criteria. This form requires them to disclose their holdings of securities, including cryptocurrencies, that meet the reporting threshold. The information reported includes the name of the security, the number of shares or contracts held, and the market value of the holdings. This reporting requirement aims to increase transparency in the cryptocurrency market and provide regulators with insights into the activities of exchanges.
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• Feyde Mefta SeideNov 18, 2020 · 5 years ago
  The 13F reporting requirements apply to cryptocurrency exchanges that have a certain level of assets under management (AUM). If an exchange's AUM exceeds the reporting threshold, they must file Form 13F within 45 days after the end of each calendar quarter. Failure to comply with these reporting requirements can result in penalties and regulatory scrutiny. It is important for exchanges to have robust systems in place to accurately track and report their holdings to ensure compliance with these regulations.
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• Pollock TonnesenFeb 23, 2025 · 5 months ago
  At BYDFi, we understand the importance of regulatory compliance and take the 13F reporting requirements seriously. We have implemented a comprehensive reporting system that allows us to accurately track and report our holdings to the SEC. Our team works closely with legal and compliance professionals to ensure that we meet all the necessary requirements and maintain transparency in our operations. Compliance with these regulations not only helps protect our users but also contributes to the overall integrity and stability of the cryptocurrency market.
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