How does Gemini plan to address the issue of selling unregistered securities according to SEC?

3 answers

• DSTrailblazerNov 16, 2022 · 3 years ago
  Gemini takes the issue of selling unregistered securities very seriously. They are committed to complying with all SEC regulations and ensuring that all securities listed on their platform are properly registered. Gemini has implemented a thorough vetting process for listing new securities, which includes conducting extensive due diligence to verify their registration status. They also work closely with legal experts to ensure compliance with all applicable laws and regulations. By prioritizing regulatory compliance, Gemini aims to provide a safe and transparent trading environment for its users.
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• KalpitSep 11, 2020 · 5 years ago
  Addressing the issue of selling unregistered securities is a top priority for Gemini. They have established a dedicated compliance team that closely monitors the SEC's regulations and guidelines. Gemini conducts regular audits to ensure that all securities listed on their platform are properly registered. In case any unregistered securities are identified, Gemini takes immediate action to delist them and notifies the relevant authorities. By actively addressing this issue, Gemini aims to maintain the trust and confidence of its users and the broader cryptocurrency community.
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• Sargent MunchSep 22, 2024 · a year ago
  As a third-party observer, it is important to note that Gemini has a strong track record of regulatory compliance. They have consistently demonstrated their commitment to following SEC regulations and ensuring that all securities listed on their platform are properly registered. Gemini's proactive approach to addressing the issue of selling unregistered securities sets a positive example for other cryptocurrency exchanges. By working closely with regulatory authorities and implementing robust compliance measures, Gemini is actively contributing to the overall integrity and legitimacy of the cryptocurrency industry.
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